Regulatory Compliance

Regulatory Compliance

“Research Analyst” means a person, who is primarily who is responsible for,

  1. preparation or publication of the content of the research report; or

  2. providing research report, or

  3. making ‘buy/sell/hold’ recommendation; or

  4. giving price target; or

  5. offering an opinion concerning public offer, with respect to securities that are listed or to be listed in a stock exchange, whether or not any such person has the job title of ‘research analyst’ and includes any other entities engaged in issuance of research report or research analysis.

An Research Analyst shall disclose all conflicts of interests as and when they arise. He shall act honestly, fairly and in the best interests of its clients and in the integrity of the market. He shall maintain an arms-length relationship between his activities as an Research Analyst and other activities. He shall also act with due skill, care and diligence in the best interests of its clients and shall ensure that its advice is offered after thorough analysis and taking into account available alternatives based on risk profiling and suitability of the client.

An Research Analyst required to comply with general obligations &responsibilities such as general responsibility, disclosures to clients, maintenance of records, etc, as specified under SEBI (RESEARCH ANALYSTS) REGULATIONS, 2014.

“LotusFunds Research Analyst” is the trading name of Mr. Pradyut Patnaik, and he is a SEBI-registered research analyst with SEBI Registration No. INH000001238.

DISCLAIMER

LotusFunds – is a SEBI registered Research Analyst with SEBI Registration No. INH000001238. LotusFunds – Research Analyst does not provide any execution based/PMS based services. We only provide investment advice to customers on a pre-paid subscription basis. LotusFunds – Research Analyst does not have affiliations with any intermediary and hence does receive any remuneration or compensation of any form from any other intermediary.

Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

SEBI study dated January 25, 2023 on ‘Analysis of Profit & Loss of Individual Traders dealing in equity Futures and Options (F&O) Segment’ wherein Aggregate Level findings are based on annual Profit/Loss incurred by individual traders in equity F&O during FY 2021-22.

 RISK DISCLOSURES ON DERIVATIVES:

# 9 out of 10 individual traders in equity Futures and Options Segment, incurred net losses.
# On an average, loss makers registered net trading loss close to 50,000.
# Over and above the net trading losses incurred, loss makers expended an additional 28%of net trading losses as transaction costs.
# Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost.

Lotusfunds.com has taken due care and caution in compilation of data for its web site. The views and investment tips expressed by investment experts on lotusfunds.com are their own, and not that of the website or its management. lotusfunds.com advises users to check with certified experts before taking any investment decision. However, lotusfunds.com does not guarantee the accuracy, adequacy or completeness of any information and is not responsible for any errors or omissions or for the results obtained from the use of such information. Lotusfunds.com especially states that it has no financial liability whatsoever to any user on account of the use of information provided on its website.

There are risks associated with utilizing internet and short messaging system (sms) based information and research dissemination services. Subscribers are advised to understand that the services can fail due to failure of hardware, software, and Internet connection. While we ensure that the messages are delivered in time to the subscribers Mobile Network, the delivery of these messages to the customer’s mobile phone/handset is the responsibility of the customer’s Mobile Network. SMS may be delayed or not delivered to the customer’s mobile phone/handset on certain days, owing to technical reasons that can only be addressed by the customer’s Mobile Network, and LotusFunds and its employees cannot be held responsible for the same in any case.

This does not construe to be an investment advice. Stock market investments are subject to market risks. All information is a point of view, and is for educational and informational use only. The author accepts no liability for any interpretation of articles or comments on this platform being used for actual investments.